The number of different types of regulatory reporting for financial instruments increased with the introduction of MiFID II on 3 January 2018. The regimes have varying reporting requirements and affect entities in different ways. Which ones apply to you?
Firms conducting business in the European Economic Area may be subject to multiple sets of reporting obligations and need to review both regimes.
MiFID II, which launched early January, brought one of the largest ever set of reforms to the European financial sector. Our General Manager Quinn Perrott spoke with Sylwester Majewski from Finance Magnates about the new era for the reporting community and the challenges clients are facing post MiFID II launch.
Our director Sophie Gerber will be contributing her insights as part of a panel discussion on regulatory trends in the APAC region at this year’s iFX Expo Asia.
TRAction Fintech and oneZero Financial Systems are proud to announce a collaborative partnership aimed at simplifying MiFID II and EMIR transaction reporting for FX and CFD brokers.
In September, our General Manager Quinn Perrott attended TradeTechFX to exchange and have discussions with leaders of Europe’s FX community regarding the new MiFID II and EMIR regulations.
MiFID I required the reporting of equity instruments traded or admitted to trading on a regulated market and OTC derivatives that derived their value from them. MiFID II has expanded the scope of the regime to cover financial instruments linked to trading venues.
What do reflex games, high-tech drones and MiFID II trade reporting have in common? They were all part of TRAction Fintech’s engagement with the FX and CFD community at the Finance Magnates London Summit last week.
Regulators are likely to take a pragmatic approach to enforcement considering the size of the undertaking involved with MiFID II compliance.
Contact us to simplify your trade and transaction reporting.
