TRAction has been again named as one of the most innovative RegTech companies using technology to solve a significant regulatory problem, in our case transaction reporting.
TRAction recently participated in the Trade and Transaction reporting 2019 conference in London. Of note was the presentation by Ana Fernandes, manager of the Financial Conduct Authority’s (FCA) Markets Reporting Team, responsible for MiFIR reporting oversight. Is the FCA about to get strict on MiFIR reporting?
Both the Financial Conduct Authority and Cyprus Securities and Exchange Commission have made it clear that one of their main focus areas in 2019 is to review and continue monitoring investment firms’ MiFID II and EMIR transaction reporting compliance.
TRAction has developed an integrated solution to assist brokers using the MetaTrader 5 (MT5) trading platform to submit their daily transaction reporting under the ASIC, EMIR and MiFIR regimes.
TRAction is a proud silver sponsor at this year’s Trade And Transaction Reporting Northern Europe conference in Stockholm on the 17th and 18th October 2018.
The number of different types of regulatory reporting for financial instruments increased with the introduction of MiFID II on 3 January 2018. The regimes have varying reporting requirements and affect entities in different ways. Which ones apply to you?
Firms conducting business in the European Economic Area may be subject to multiple sets of reporting obligations and need to review both regimes.
MiFID II, which launched early January, brought one of the largest ever set of reforms to the European financial sector. Our General Manager Quinn Perrott spoke with Sylwester Majewski from Finance Magnates about the new era for the reporting community and the challenges clients are facing post MiFID II launch.
Our director Sophie Gerber will be contributing her insights as part of a panel discussion on regulatory trends in the APAC region at this year’s iFX Expo Asia.
