We would like to remind all CySEC Reporting Entities (REs) of their obligation to seek approval for a cancellation, correction or late submission in their MiFIR reporting.
The UK’s FCA recently released Market Watch 65 identifies 5 common errors relating to MiFIR transaction reporting.
TRAction is proud to announce an expanded collaborative partnership with UnaVista, London Stock Exchange Group’s regulatory reporting platform.
TRAction has been again named as one of the most innovative RegTech companies using technology to solve a significant regulatory problem, in our case transaction reporting.
TRAction recently participated in the Trade and Transaction reporting 2019 conference in London. Of note was the presentation by Ana Fernandes, manager of the Financial Conduct Authority’s (FCA) Markets Reporting Team, responsible for MiFIR reporting oversight. Is the FCA about to get strict on MiFIR reporting?
Both the Financial Conduct Authority and Cyprus Securities and Exchange Commission have made it clear that one of their main focus areas in 2019 is to review and continue monitoring investment firms’ MiFID II and EMIR transaction reporting compliance.
TRAction is a proud silver sponsor at this year’s Trade And Transaction Reporting Northern Europe conference in Stockholm on the 17th and 18th October 2018.
Firms conducting business in the European Economic Area may be subject to multiple sets of reporting obligations and need to review both regimes.