Reminder: RTS 28 Reports Due 30 April 2022

RTS 28 is still in force for EU and UK investment firms and must be published by 30 April 2022.

Investment firms are required to summarise and publish their top five execution venues in terms of trading volume and information on the quality of execution obtained for each class of their financial instruments

Investor Protection

ESMA’s Regulatory Reporting Outlook for 2022

Every year the European Securities and Markets Authority (ESMA) outlines its priorities for the following year in its annual work programme (AWP). With ESMA’s new powers and responsibilities, growth in staff numbers and changes in senior management, the AWP for 2022 was developed at a time of significant change for ESMA.

Daylight Savings

Reminder: Daylight Saving Time has Started for New York

Are you reporting trades by New York (NY) time or following NY close of business? If so, it is important to check your trades/transactions are still reported at the correct time now that daylight saving time (DST) has started in the US (13 March 2022).

Biden Executive Order

What the Biden Executive Order Means for Crypto Reportability

potential regulatory changes as well as the risks and benefits posed by cryptocurrencies. While widely hailed as a major success by the crypto community, as evidenced by the massive 10% spike in the price of Bitcoin, the more sceptical members see this further regulation and oversight as a potential headwind for cryptocurrency assets as a whole.

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