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LEI Deadline Conditionally Extended by ASIC to 1 October 2019

ASIC has granted some relief in relation to the LEI requirements that were scheduled ...

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Two Weeks Until Brexit: How Should I be Preparing?

The countdown is on for Brexit. If the United Kingdom (“UK”) leaves the European Unio...

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MiFIR – How Does Brexit Affect My MiFIR Reporting Obligations If I Have A Branch in Different Jurisdictions?

Following a no-deal Brexit, reporting obligations under the second Markets in Financial I...

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EMIR – How Does Brexit Affect My Delegated Reporting Obligations?

Generally, investment firms are not required to make any arrangements for their European ...

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Are You Ensuring the Completeness and Accuracy of Your Delegated Transaction Reports?

The European Market Infrastructure Regulation (‘EMIR’) & the Markets in Finan...

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CySEC Identifies Deficiencies in EMIR Reporting

Cyprus Securities and Exchange Commission (“CySEC”) has published a compliance review...

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TRAction adds MT5 transaction reporting integration

TRAction has developed an integrated solution to assist brokers using the MetaTrader 5 ...

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ASIC Announces Mandatory Lifecycle Reporting for CFDs, Margin FX and Equity Derivatives

From 1 July 2019, ASIC will require OTC derivative transactions on the following products...

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MiFIR Reporting for STP Brokers – One Transaction Report or Two?

MiFIR Reporting for STP Brokers – One Transaction Report or Two? One of the ways that Mi...

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How Do I Validate Data From My Clients For MIFID II Transaction Reporting?

MiFIR introduced many requirements in respect of transaction reporting, including the req...

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