CySEC MiFIR Reporting – Notification Requirements for any fixes
We would like to remind all CySEC Reporting Entities (REs) of their obligation to seek approval for a cancellation, correction or late submission in their MiFIR reporting.
We would like to remind all CySEC Reporting Entities (REs) of their obligation to seek approval for a cancellation, correction or late submission in their MiFIR reporting.
The UK’s FCA recently released Market Watch 65 identifies 5 common errors relating to MiFIR transaction reporting.
TRAction is proud to announce an expanded collaborative partnership with UnaVista, London Stock Exchange Group’s regulatory reporting platform.
TRAction recently participated in the Trade and Transaction reporting 2019 conference in London. Of note was the presentation by Ana Fernandes, manager of the Financial Conduct Authority’s (FCA) Markets Reporting Team, responsible for MiFIR reporting oversight. Is the FCA about to get strict on MiFIR reporting?
Both the Financial Conduct Authority and Cyprus Securities and Exchange Commission have made it clear that one of their main focus areas in 2019 is to review and continue monitoring investment firms’ MiFID II and EMIR transaction reporting compliance.
Firms conducting business in the European Economic Area may be subject to multiple sets of reporting obligations and need to review both regimes.
TRAction Fintech and oneZero Financial Systems are proud to announce a collaborative partnership aimed at simplifying MiFID II and EMIR transaction reporting for FX and CFD brokers.
Regulators are likely to take a pragmatic approach to enforcement considering the size of the undertaking involved with MiFID II compliance.
In the spirit of simplification, TRAction Fintech has produced a video to showcase our trade reporting solutions and how we can assist firms who have trade reporting obligations.