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Stay up to date on regulatory changes and trade/transaction reporting news with TRAction

How-do-I-report-OTC-derivative-information-to-ASIC

ASIC

ASIC Aims to Simplify the Derivative Transaction Rules – Key Points from CP 334

February 16, 2021

ASIC calls for permanent removal of AVID and BIC

ASIC

ASIC calls for permanent removal of AVID and BIC as entity identifiers

February 8, 2021

Goal-Action-Plan

EMIR

ESMA Releases 2021 Work Program with Transaction Reporting A Stated Focus

November 11, 2020

ASIC Registers two new OTC derivatives

ASIC

ASIC Registers two new OTC derivatives reporting instruments

November 9, 2020

Regulatory Update

EMIR

Regulatory Update – a Focus on EMIR and MiFIR Trade Reporting Continues

October 22, 2020

Deadline

Best Execution

Best execution and RTS27 and 28 abandonment in ESMA’s pipeline

October 13, 2020

NCA identifies common mistakes in MiFIR

MiFIR/MiFID II

NCA identifies common mistakes in MiFIR transaction reporting – Do you have any? What should you do?

October 2, 2020

CySEC MiFIR Reporting

MiFIR/MiFID II

CySEC MiFIR Reporting – Notification Requirements for any fixes

October 1, 2020

FCA identifies 5 Common MiFiR reporting errors

MiFIR/MiFID II

FCA identifies 5 Common MiFiR reporting errors

October 1, 2020

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