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o hear Sophie Gerber speak at Finance Magnates in London.  With the proliferation of start-ups looking to enter intothe financial services markets in established jurisdictions, oftenwith the purpose of obtaining a licence which Continue reading →

As expected, final Australian regulations have been enacted which afford single-sided reporting relief in certain situations.  Further to the original proposals, the final regulations include a safe harbour for the entity relying on the single-sided reporting relief where regular Continue reading →

Some OTC derivatives issuers must report to a trade repository licensed by ASIC. Currently, there is only one – the DTCC Data Repository (Singapore) Pte Ltd. However, some issuers have the option to report to a prescribed trade Continue reading →

Following the 2008/09 global financial crisis, one of the results was the initiation of more rules surrounding over the counter (OTC) derivative trades. In relation to the forex and CFD market, this has meant the rollout of reporting requirements across Continue reading →

Australian issuers of OTC derivatives (with less than A$5 billion gross notional outstanding positions as at 30 June 2014) will need to report for the first time from 12 October 2015.

Draft regulations in relation to single-sided reporting relief have Continue reading →