MiFIR/MiFID II

MiFIR/MiFID II

We All Know About EMIR Refit But What About The Next MiFIR Changes?

EMIR Refit has been receiving a lot of press recently with its upcoming changes to the format of reporting and additional data elements.  Alongside this, ESMA has been working on changes to MiFIR  given that the regime commenced over five years ago.

MiFIR Reconciliation
MiFIR/MiFID II

MiFIR Reconciliation

As part of MiFIR/UK MiFIR, Investment Firms should have arrangements in place to regularly reconcile their front office transactions against data samples provided by their National Competent Authority (NCA). 

EMIR

LEI Requirements

There are certain fields within EMIR, MiFIR and SFTR which require populating with an LEI or specifically ‘ISO 17442 Legal Entity Identifier (LEI) 20 alphanumerical character code’