Author: Sophie Gerber

Sophie works in our Sydney office. She is co-CEO and founder of TRAction and focuses on assisting clients in Australia, Europe and Asia to meet their regulatory requirements with trade and transaction reporting solutions as well as development of the best execution platform. She has extensive experience in providing compliance and legal services to Australia’s financial services and credit participants. Her vast experience coupled with in-depth knowledge of business practicalities, regulatory compliance and financial services laws allow her to effectively and efficiently engage with clients.

ASIC Registers two new OTC derivatives reporting instruments

Another extension for existing exemptions. ASIC registered an extension to its existing instruments to extend its previous relief.

ASIC seeks to harmonise ASIC Derivative Reporting Rules

ASIC has announced its intention to ‘modernise’ the derivatives reporting rules. The ASIC Derivative Transaction Rules (Reporting) 2013.

Meet the Team: Sophie

We’re back with another instalment of our Meet the Team Series. This week we bring you the woman who completes the duo that started it all…

Transitioning to new ASIC Reporting Arrangements

In the midst of an unprecedented global crisis, CME Group has announced its closure of most of its regulatory reporting services including NEX Regulatory Reporting and the CME Australian Trade Repository by 30 November 2020.

TRAction Fintech is proud to be named in the RegTech100 for a second time

One of the most innovative RegTech companies using technology to solve a significant regulatory problem, in our case transaction reporting.

ASIC Announces Mandatory Lifecycle Reporting for CFDs, Margin FX and Equity Derivatives

From 1 July 2019, ASIC will require OTC derivative transactions on CFDs, Margin FX and Equity derivatives to be reported using the ‘lifecycle’ method.

Meet Us At Finance Magnates London Summit 2018

Join us at Finance Magnates London Summit 2018, considered the home of the FX Industry on 13-14th November 2018. Find out more about the event and where you can find us.

Meet Us At RegTech In The Bag Sydney 2018

Did you know Australia has the third highest concentration of RegTech firms in the world?

TRAction Fintech is delighted to be named as finalist in the FinTech Australia 2018 Finnie Awards

For a second year in a row, TRAction Fintech has been named as a finalist in FinTech Australia ’s 2018 Finnie Awards.