At TRAction, we understand that delegating your reporting should relieve your stress not add to it, that’s why our team ensures we can integrate with as many platforms as possible.
Every year the European Securities and Markets Authority (ESMA) outlines its priorities for the following year in its annual work programme (AWP). With ESMA’s new powers and responsibilities, growth in staff numbers and changes in senior management, the AWP for 2022 was developed at a time of significant change for ESMA.
How does the quality of your trade reporting affect ASIC’s assessment of the effectiveness of the product intervention order?
ASIC introduced a product intervention order (Order) in October 2020, imposing restrictions on the issue and distribution of contracts for difference (CFDs) to retail investors. This decision came after the regulator’s finding that CFDs have resulted in, and are likely to result in, significant detriment to retail investors.
ASIC registered an extension to its existing instruments to extend its previous relief. Some elements were continued, whilst others were removed. We take a look at what exemptions are still available from the ASIC Derivative Transaction Reporting Rules.
TRAction has been again named as one of the most innovative RegTech companies using technology to solve a significant regulatory problem, in our case transaction reporting.
Join us at Finance Magnates London Summit 2018, considered the home of the FX Industry on 13-14th November 2018. Find out more about the event and where you can find us.
Did you know Australia has the third highest concentration of RegTech firms in the world? Join us at RegTech in the Bag, Sydney on 23rd October 2018 where we’ll be discussing the export potential of RegTech.
For a second year in a row, TRAction has been named as a finalist in FinTech Australia ’s 2018 Finnie Awards.
Our director Sophie Gerber will be contributing her insights as part of a panel discussion on regulatory trends in the APAC region at this year’s iFX Expo Asia.