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Author: Sophie Gerber

Sophie works in our Sydney office. She is co-CEO and founder of TRAction and focuses on assisting clients in Australia, Europe and Asia to meet their regulatory requirements with trade and transaction reporting solutions as well as development of the best execution platform. She has extensive experience in providing compliance and legal services to Australia’s financial services and credit participants. Her vast experience coupled with in-depth knowledge of business practicalities, regulatory compliance and financial services laws allow her to effectively and efficiently engage with clients.

What Do Reported Trades in Australia Say About Our Brokerage?

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Over the past few months, brokerages in Australia have been preparing themselves for the introduction of the reporting requirements imposed by ASIC.

Hear from Sophie Gerber at Hong Kong iFX Expo

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Our director, Sophie Gerber, is confirmed to speak at the iFX Expo in Hong Kong which runs from 26 to 28 January 2016.

OTC Derivatives Trade Reporting in Australia – What do I have to report?

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Reporting entities need to consider their obligations and put procedures in place which promote compliance with the ASIC Derivative Transaction Rules (Reporting) 2013 (the Rules).

A Guide to Surviving the Tightening of Global Regulation – Sign up for the London Finance Magnates Summit

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Hear Sophie Gerber speak at Finance Magnates in London – A Guide to Surviving the Tightening of Global Regulation.

TRAction Fintech’s Solution for Australia’s OTC Derivative Reporting Rules

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Following the 2008/09 global financial crisis, one of the results was the initiation of more rules surrounding over the counter (OTC) derivative trades.

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