ESMA Q&A Update – ​MiFID II and MiFIR Market Structures Topics

Topic

​MiFID II and MiFIR market structures

Date

23 September 2022

Regulations

MiFID II and MiFIR

Level of Significance of Change

Minor

Main Points

There has been an addition to the Q&As where trading venues are allowed to set instrument-level trading hours for specific financial instruments as long as the trading hours are announced to the public and market participants.

How Does this Change my Reporting?

Not applicable.

What Do I Need to Do?

No reporting changes necessary.

Links

Article Author:

Share:

Stay in the Know

Recent Articles:

EMIR

What is an NFC-?

Entering into derivative transactions, you become a ‘counterparty’.
EMIR introduces two types of counterparties: Financial Counterparties (FC) or Non-Financial Counterparties (NFC).

Repo Agreements
About TRAction

How Are Repurchase Agreements Reported for SFTR?

A repurchase agreement (repo) is a form of short-term secured loan where one party sells securities to another and agrees to repurchase those securities later at a higher price with the securities serving as collateral for the borrower.

EMIR

Refit, Rewrite, RTS, EMIR II; Navigating the Maze of EMIR Version Names

Regulatory reporting is hard enough without the confusion over which version of each regime is the latest. EMIR has gone through a number of variations since it was first implemented in 2012. We thought it would be a great time to outline what the EMIR version names relate to and where we are currently at as we anticipate further changes to the regime.

ASIC

Reminder: Daylight Saving Time Ends this Weekend for New York

Are you reporting trades by New York (NY) time or following NY close of business? If so, it is important to check your trades/transactions are still reported at the correct time now that daylight saving time (DST) has started in the US (13 March 2022).