Both the Financial Conduct Authority and Cyprus Securities and Exchange Commission have made it clear that one of their main focus areas in 2019 is to review and continue monitoring investment firms’ MiFID II and EMIR transaction reporting compliance.
CySEC has warned that CIFs who fail to comply with the regulatory requirements will face enforcement action. Please don’t hesitate to contact us to discuss any of the issues raised by CySEC below.
Firms conducting business in the European Economic Area may be subject to multiple sets of reporting obligations and need to review both regimes.
TRAction Fintech and oneZero Financial Systems are proud to announce a collaborative partnership aimed at simplifying MiFID II and EMIR transaction reporting for FX and CFD brokers.
In the spirit of simplification, TRAction Fintech has produced a video to showcase our trade reporting solutions and how we can assist firms who have trade reporting obligations.
Difference in Contracts-for-Difference: A Comparative Study of OTC Leveraged Derivatives in Selected Jurisdictions.