Regulatory Super Vision: Are you ready for all-seeing scrutiny?

If you missed our recent webinar with Duco’s Steve Walsh and our Co-CEO Quinn Perrott

Don’t worry, we recorded it for you.

In this session, Quinn and Steve explored how regulators are tightening their scrutiny, with notifications of reporting errors coming as fast as 48 hours after trade submission.

Key Takeaways:

  • Data quality carries even greater weight
  • Clear, explainable processes are essential to respond quickly
  • Agile technology and reporting controls are no longer optional

Catch up now and make sure your firm is prepared for this new era of regulatory oversight.

Watch here:

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