The UPI has Gone Live for Regulatory Reporting (CFTC)
One key part of the regulatory reporting changes which are being rolled out globally in 2024, involves the introduction of the Unique Product Identifier (UPI) into the requirements.
TRAction joins the Alternative Investment Management Association (AIMA)
TRAction, a leading provider of trade reporting solutions has joined the Alternative Investment Management Association (AIMA), the global representative of the alternative investment industry, in a move that will enable TRAction to support AIMA members’ increasing trade and transaction reporting requirements as regulations continue to be rolled out.
Fortune Prime Global partners with TRAction to Streamline ASIC Reporting for Forex and CFD Trading
Fortune Prime Global, a CFD and forex broker holding an AFSL, has partnered with TRAction,
a leading regulatory technology provider for trade reporting solutions to assist its compliance
with Australian ASIC OTC derivative reporting regulations.
Partnership Announcement: DeltaStock x TRAction
DeltaStock AD, an Investment firm licensed in Bulgaria, has partnered with TRAction, a leading regulatory technology provider for trade reporting solutions to assist its compliance with European EMIR regulations.
From a Regulatory Perspective, where is Gibraltar?
Brexit had a big impact on the small island of Gibraltar. Unlike other British Overseas Territories, it was part of the EU and participated in the referendum.
How Do Public Holidays and Bank Holidays Impact Trade Reporting?
Public holidays and bank holidays can have a major impact on trade and transaction reporting requirements; especially if you are an entity operating under multiple regimes.
When there is a public holiday where the regulatory body (or regulated entity) is located, it is likely that the timing of report submissions will be extended commensurately.
What is UPI+?
The commonly used identifier amongst the European regulators, the International Securities Identification Number (ISIN) has traditionally played a crucial role across various regimes.
RIC Codes and How They Affect Best Execution
A Refinitiv Identification Code, or RIC, is a ticker-like code used by Refinitiv (formally Reuters / ThomsonReuters) to identify financial instruments and indices. The codes are used for looking up information on various Refinitiv financial information networks, such as Refinitiv Real Time.
Why Does EMIR Have Position Level Reporting If It’s Not Mandatory?
The option of position level reporting gives counterparties the opportunity to align their reports with their back-office setup. This enhances both efficiency and incorporates the same data which is used in other business processes.
Unpaired EMIR Reports – The Need to Share a UTI
With EMIR Refit around the corner, regulators are increasingly turning their attention to the accuracy of transaction reporting by firms in their purview. We have recently seen CySEC making enquiries to investment firms about pairing and matching discrepancies that have been identified in their EMIR reports.