Small Financial Counterparties (SFCs) – how to determine if you are an SFC and if so, what do you need to do under EMIR Refit? May 16, 2022 Read More »
Investment Firms’ Report Card Released for Transaction Reporting – ESMA’s EMIR and SFTR Data Quality Report April 29, 2022 Read More »
Will a crackdown on PFOF stop brokers from hedging to related parties or taking a share in the book from their LPs? November 16, 2021 Read More »
Are the tides starting to turn for CFD brokers? The FCA Cracks Down on Brokers’ Offshore Entities October 18, 2021 Read More »
