TRAction has identified a few common mistakes in ASIC trade reporting data. Ensuring the completeness and accuracy of your ASIC trade reporting is important so please take the time to review the errors in this article.
ASIC recently issued infringement notices with fines to AMP Life Limited (AMP Life) and AMP Capital Investors Limited (AMP Capital) based on alleged contraventions. The total fines were $526,000. What can we learn from this incident?
ASIC has granted conditional relief from use of Unique Trade Identifiers (UTI) for another 2.5 years.
There are 3 forms of LEI relief available for firms to rely on, depending on the client or counterparty’s location.
TRAction has been again named as one of the most innovative RegTech companies using technology to solve a significant regulatory problem, in our case transaction reporting.
For a second year in a row, TRAction has been named as a finalist in FinTech Australia ’s 2018 Finnie Awards.
Our director Sophie Gerber will be contributing her insights as part of a panel discussion on regulatory trends in the APAC region at this year’s iFX Expo Asia.
In the spirit of simplification, TRAction Fintech has produced a video to showcase our trade reporting solutions and how we can assist firms who have trade reporting obligations.
Difference in Contracts-for-Difference: A Comparative Study of OTC Leveraged Derivatives in Selected Jurisdictions.