Introducing TRAction’s New EMIR and MiFIR Assessment Tools!
Are you unsure if you have EMIR and/or MiFIR reporting obligations or whether you are reporting completely and correctly?
Is your trade data quality good enough? ESMA weighs in.
A recent report published by the ESMA shows more effort is needed to improve trade data quality under EMIR and SFTR.
How MiFIR transaction reporting combats financial crimes
A UK investment bank has been fined £178,000 by the FCA for failing to have adequate controls and procedures to monitor transactions.
ASIC’s Product Intervention Order – See The Required Changes
The commencement of ASIC’s Product Intervention Order (Order) in respect of CFDs requires no action from you in respect of your OTC derivatives transaction reporting to ASIC.
TRAction is proud to be recognised as a winner of 2018 APAC Technology Fast 500™!
TRAction is proud to announce that we ranked Number 329 on the Deloitte Technology Fast 500™ Asia Pacific 2018.
TRAction is delighted to be named as finalist in the 2018 Finnie Awards
For a second year in a row, TRAction has been named as a finalist in FinTech Australia ’s 2018 Finnie Awards.
What are the penalties for not reporting trades to ASIC?
Australian issuers of OTC derivatives are required to report under the ASIC Derivative Transaction Rules 2013 as amended (the Reporting Rules).
Israeli Shekel Derivatives
All non-Israeli firms who deal in the Israeli Shekel derivatives have reporting obligations to the Bank of Israel on top of their standard jurisdictional reporting requirements.