How MiFIR transaction reporting combats financial crimes
A UK investment bank has been fined £178,000 by the FCA for failing to have adequate controls and procedures to monitor transactions.
ASIC’s Product Intervention Order – See The Required Changes
The commencement of ASIC’s Product Intervention Order (Order) in respect of CFDs requires no action from you in respect of your OTC derivatives transaction reporting to ASIC.
TRAction is delighted to be named as finalist in the 2018 Finnie Awards
For a second year in a row, TRAction has been named as a finalist in FinTech Australia ’s 2018 Finnie Awards.
Israeli Shekel Derivatives
All non-Israeli firms who deal in the Israeli Shekel derivatives have reporting obligations to the Bank of Israel on top of their standard jurisdictional reporting requirements.
