ASIC Rewrite: #13. Execution agent of the Counterparty 1
ASIC Rewrite: #14. Direction 1
ASIC Rewrite: #15 of 119
ASIC Rewrite: 16. Direction 2—Leg 2
FCA – Market Watch 78
FCA – Market Watch 78: Completeness and accuracy of instrument reference data (IRD) under RTS 23. UK trading venue operators and systematic internalisers are required to provide the FCA with details of the financial instruments traded on their platforms.
IRD enables the FCA to understand the nature and characteristics of products traded by market participants.
ASIC Rewrite: #17 & 18 of 119
ASIC Rewrite Rules updated – CP361a fields confirmed
ASIC has finalised and released updated ASIC Rewrite rules following its Consultation Paper 361a (CP361a). The changes primarily comprise: 7 additional fields; and 4 changes to existing fields. These changes are effective with the previously released ASIC Rewrite rules which go live on 21 October 2024. What are the new fields? New data elements […]
PrimeXM reporting integration goes live with Afterprime
TRAction’s latest integration with PrimeXM is now live and in production, with Afterprime deploying the solution in recent weeks. TRAction, a leading provider of trade reporting solutions and PrimeXM, an award-winning technology provider have deployed the new integration for enhanced trade reporting in recent weeks and are actively rolling this out to their joint clients who would like […]
What is a fractional share? Are they reportable under EMIR and MiFIR?
There are two distinct financial instruments commonly referred to as “fractional shares”.
FCA – Market Watch 76
FCA – Market Watch 76: Observations on ‘flying’ and ‘printing’. Flying and printing is a term used in financial markets to describe misleading practices where firms manipulate bids, offers, or executed trades to give a false impression of liquidity on price. Clients or other market participants may take investment decisions based on this false or misleading information.