PTRR ID – UK EMIR
Contract type – UK EMIR
Are Cryptocurrency CFDs reportable under ASIC?
To date there has been no definitive position provided by either the regulation or ASIC guidance about the reportability of crypto.
UTI – UK EMIR
Product classification – UK EMIR
Are EU Trading Venues considered ToTV for UK MiFIR and vice versa?
Since Brexit, MiFIR reportability has stayed the same for UK firms but has narrowed in scope for EU firms (as they no longer have to consider the UK in their TOTV scope). It is also important to note that Brexit prompted a new framework of the MiFID systems so that the ESMA Financial Instruments Reference […]
Is trading an instrument with ISIN not in FIRDS, MiFIR reportable?
https://youtu.be/Zeg2XCmM42c Under MiFIR, a transaction is reportable where the relevant instrument is being admitted to trading or traded on a trading venue. An international securities identification number (ISIN) is a product identifier code required under the MiFIR framework. However, there are some instances where an ISIN is not always present or available for a product […]
Unique Product Identifiers – ANNA DSB & the UPI
The Unique Product Identifier (UPI) is a new field and a component of the common data elements (CDE) which will apply for EMIR Refit, UK EMIR Refit, ASIC and MAS rewrite.
Improving the UK Transaction Reporting Regime – MIFID Framework
The FCA have recently released a discussion paper about Improving the UK transaction reporting regime. In its monitoring of the UK transaction reporting regime (i.e. UK MiFIR and MiFID), the FCA has identified some areas requiring improvement in the regulatory framework. In particular, areas to focus on are around the data quality being reported and […]
Need to update Pre-EMIR Refit trades? Time is running out
Under the UK EMIR Refit regulations which commenced on 30 September 2024 in the UK, a 180 day (6 month) transition period was provided to allow for reporting entities to update their non-compliant (i.e. not compliant with EMIR Refit) trades entered into before the Implementation Date. This means the UK EMIR Refit old format (for […]
