TRAction and LSEG Post Trade (formerly UnaVista) strengthen alliance to provide combined MiFID II and EMIR regulatory reporting solutions
TRAction is proud to announce an expanded collaborative partnership with UnaVista, London Stock Exchange Group’s regulatory reporting platform.
How to avoid a trade reporting fine in 6 steps
ASIC recently issued infringement notices with fines to AMP Life Limited (AMP Life) and AMP Capital Investors Limited (AMP Capital) based on alleged contraventions. The total fines were $526,000. What can we learn from this incident?
Why is RTS 27 so hard?
Out of all the regulations we discuss and assist with, RTS 27 is the one that causes the most anguish and frustration. Why?
Is the FCA about to get strict on MiFIR reporting?
TRAction recently participated in the Trade and Transaction reporting 2019 conference in London. Of note was the presentation by Ana Fernandes, manager of the Financial Conduct Authority’s (FCA) Markets Reporting Team, responsible for MiFIR reporting oversight. Is the FCA about to get strict on MiFIR reporting?
European Regulators Closely Monitor EMIR and MiFIR Reporting Compliance
Both the Financial Conduct Authority and Cyprus Securities and Exchange Commission have made it clear that one of their main focus areas in 2019 is to review and continue monitoring investment firms’ MiFID II and EMIR transaction reporting compliance.
CySEC Identifies Deficiencies in EMIR Reporting
CySEC has warned that CIFs who fail to comply with the regulatory requirements will face enforcement action. Please don’t hesitate to contact us to discuss any of the issues raised by CySEC below.
TRAction is proud to be named a RegTech100 winner!
TRAction has been named as one of the most innovative RegTech companies using technology to solve a significant industry problem, or to generate cost savings or efficiency improvements across the compliance function.
oneZero and TRAction Fintech Strengthen Alliance to Provide Combined MiFID II and EMIR Regulatory Reporting Solutions
TRAction Fintech and oneZero Financial Systems are proud to announce a collaborative partnership aimed at simplifying MiFID II and EMIR transaction reporting for FX and CFD brokers.
Which asset classes will be affected by MiFIR/MiFID II?
MiFID I required the reporting of equity instruments traded or admitted to trading on a regulated market and OTC derivatives that derived their value from them. MiFID II has expanded the scope of the regime to cover financial instruments linked to trading venues.
Will regulators show any leniency for MiFID II compliance in UK & Europe?
Regulators are likely to take a pragmatic approach to enforcement considering the size of the undertaking involved with MiFID II compliance.