The User Friendly Guide to Transaction Reporting in Europe and the UK
e-book
Download our free guide to ensure you're meeting MiFIR/MiFID II and EMIR requirements
Approaching your reporting obligations strategically will not only give you a competitive advantage but ensure you avoid penalties for non-compliance.
To make things easy, we’ve created a User-Friendly Guide to show you how to make the transition from panic to strategy when it comes to European and UK regulation.
Other regulations
Transaction reporting is a regulatory requirement that aims to provide authorities with information about the trading activities and counterparty exposure in the financial markets. It involves submitting details of trades in certain financial instruments to the relevant regulator.
Having visibility over these transactions helps the regulator to monitor the markets for abuse, misconduct, or systemic risk.
At TRAction, we also offer delegated reporting services for:
- Best Execution;
- SFTR;
- ASIC;
- MAS; and
- Canada.
For more information on any of the above regimes, please do not hesitate to contact us.
