There are so many compliance obligations to keep on top of! We recommend you consider maximising the effectiveness of your team by using specialist regtech companies.
The resources (financial, people, technology) required for ongoing compliance need to continually improve processes at an investment firm to stay abreast of changing regulatory requirements.
TRAction understands the struggles that many firms are facing. We have compared the steps required to complete an onboarding process with us as opposed to onboarding with an Approved Reporting Mechanism (ARM)/Trade Repository (TR) directly.
Additionally, we have summarised the top 3 ways in which delegated reporting can benefit you and maximise the effectiveness of your team.
Interested to know more about how TRAction can make your business operations easier? Contact us for a free demo and we can talk you through how to simplify your trade and transaction reporting processes.