Regulatory Update – a Focus on EMIR and MiFIR Trade Reporting Continues
2020 does not have to be harder than it already is. With all the reading that needs to be done to keep up with Coronavirus, US Presidential Elections and Brexit, dealing with regulatory updates too can feel a little unbearable.
NCA identifies common mistakes in MiFIR transaction reporting – Do you have any? What should you do?
We recommend all European investment firms (IFs) review CySEC’s circular which identified a number of issues with MiFIR transaction reporting undertaken.
CySEC MiFIR Reporting – Notification Requirements for any fixes
We would like to remind all CySEC Reporting Entities (REs) of their obligation to seek approval for a cancellation, correction or late submission in their MiFIR reporting.
FCA identifies 5 Common MiFiR reporting errors
The UK’s FCA recently released Market Watch 65 identifies 5 common errors relating to MiFIR transaction reporting.
TRAction and LSEG Post Trade (formerly UnaVista) strengthen alliance to provide combined MiFID II and EMIR regulatory reporting solutions
TRAction is proud to announce an expanded collaborative partnership with UnaVista, London Stock Exchange Group’s regulatory reporting platform.
How to avoid a trade reporting fine in 6 steps
ASIC recently issued infringement notices with fines to AMP Life Limited (AMP Life) and AMP Capital Investors Limited (AMP Capital) based on alleged contraventions. The total fines were $526,000. What can we learn from this incident?
Why is RTS 27 so hard?
Out of all the regulations we discuss and assist with, RTS 27 is the one that causes the most anguish and frustration. Why?
Is the FCA about to get strict on MiFIR reporting?
TRAction recently participated in the Trade and Transaction reporting 2019 conference in London. Of note was the presentation by Ana Fernandes, manager of the Financial Conduct Authority’s (FCA) Markets Reporting Team, responsible for MiFIR reporting oversight. Is the FCA about to get strict on MiFIR reporting?
European Regulators Closely Monitor EMIR and MiFIR Reporting Compliance
Both the Financial Conduct Authority and Cyprus Securities and Exchange Commission have made it clear that one of their main focus areas in 2019 is to review and continue monitoring investment firms’ MiFID II and EMIR transaction reporting compliance.
CySEC Identifies Deficiencies in EMIR Reporting
CySEC has warned that CIFs who fail to comply with the regulatory requirements will face enforcement action. Please don’t hesitate to contact us to discuss any of the issues raised by CySEC below.
