ASIC OTC Derivatives Trade Reporting Pricing Schedule – Standard Delegated
| Premium | Assured | |
|---|---|---|
| CSV to XML conversion (Rewrite) | ✓ | ✓ |
| Database / API data extraction | ✓ | ✓ |
| Field mapping logic | ✓ | ✓ |
| Portal access | ✓ | ✓ |
| Product / symbols setup | ✓ | ✓ |
| TR Error correction | ✓ | ✓ |
| Completeness (Reconciliation of TR vs Firm’s records) | Annual report | Reconciliation Platform |
| Accuracy review report | Annual | Quarterly |
| Eligibility (in scope) analysis | Daily | Daily |
| Logic updates when regulations evolve | ✓ | ✓ |
| Delegated reporting (per LEI) | $200 | $100 |
| LEI Management | 1 included plus 1 per paid delegate | 1 included plus 1 per paid delegate |
| UPI or ISIN Lookup, UPI registration | ✓ | ✓ |
| Service Level Agreement (3 hour response time, 24/5) | ✓ | |
| Minimum commitment term | 12 months | 24 months |
| Monthly Account Fee^ | $2000 | $4000 |
| Number of Open UTIs at EOM | Cost per UTI in tier | Cost per UTI in tier |
| 0 – 100 101 – 1,000 1,000+ | $6.50 $3.75 $2.25 | $6.50 $3.75 $2.25 |
Note: All amounts are expressed in Australian dollars and are exclusive of GST (as referred to in A New Tax System (Goods and Services Tax) Act 1999 (Cth)), consumption tax, value added tax or similar tax, which will be charged to (and payable by) the User where applicable.
* DTCC fees are not payable under this delegated plan. A ‘view only’ account is required to be held with DTCC.
To find out more information about TRAction’s services in other jurisdictions please contact us on +61 2 8960 7248 or [email protected].
Onboarding
TRAction's Onboarding Process
Dive into our insightful video guide that explains our streamlined process for onboarding new clients. We also address some frequently asked questions about onboarding, so be sure to watch for valuable insights that will guide you through your trade reporting journey with TRAction.
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