ASIC Blog – Page 5 – TRAction

Improving the UK Transaction Reporting Regime – MIFID Framework

Improving the UK Transaction Reporting Regime – MIFID Framework

January 8, 2025 No Comments

What do ‘MAKE’’TAKE’ mean in relation to BuySell for Direction of Leg 1Leg 2

What do ‘MAKE’/’TAKE’ mean in relation to Buy/Sell?

January 7, 2025 No Comments

Need to update your Pre-EMIR Refit trades Time is running out for UK firms.

Need to update Pre-EMIR Refit trades? Time is running out

January 7, 2025 No Comments

Matching of UPIs by counterparties for ASIC Reporting

Matching of UPIs by counterparties for ASIC Reporting

January 6, 2025 No Comments

FCA Market Watch 81 – UK MiFID transaction reporting

December 16, 2024 No Comments

How do the end of year holidays affect your trade reporting?

December 16, 2024 No Comments

LEI-only policy for ASIC reporting after October 2024

December 16, 2024 No Comments

Are You Making Regular Enquiries Into Your Trade Reporting?

December 16, 2024 No Comments

ASIC Trade Reporting Breaches – a Summary

December 16, 2024 No Comments

Interest Rate Derivative Trade Reporting

December 13, 2024 No Comments