EMIR Reporting of the ‘Stock Split’ Corporate Event

What is a Stock Split? Stock splits usually occur when a company’s share price has gone up to an extremely high value, where it may be viewed as being too expensive or unattainable to new investors entering the market. When this occurs, companies may increase the number of outstanding shares by dividing its existing shares […]

Interbranch and Intragroup Trading – Reporting Requirements

Is reporting of interbranch or intragroup transactions required? Are there any exemptions that apply to such trading activity? An ‘interbranch transaction’ is a transaction that occurs between branches of the same legal entity e.g. a Sydney branch enters into a trade with a Singapore branch of the same firm. An ‘intragroup transaction’ is a transaction […]