As a general rule, you must report your client’s or counterparty’s Entity Information unless your situation falls under one of these exceptions and you meet respective conditions of that exemption as set out in this article. Currently there is one Entity Information relief available for firms to rely on, depending on the client or counterparty’s location.
- What type of Entity Information do you need to provide?
- Current Exemption (Entity Information) does it apply to you?
- What does it entail?
- TRAction’s recommendations
- How to obtain an LEI