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‘It’s Raining Regs’: Breakfast Seminars in Cyprus and London

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TRAction Fintech invites you to register your interest for It’s Raining Regs: breakfast seminars considering how MiFID II and the EMIR revised regulatory technical standards (RTS) will affect the FX and CFD industry.

Cyprus event
Date: Wednesday, 20 September 2017
Time:  8.30am – 10.30am
Location: Four Seasons Hotel,  67-69 Amathountos Avenue, Agios Tychonas, Limassol, Cyprus

London event
Date: Wednesday, 27 September 2017
Time:  8.30am – 10.30am
Location: The Brewery, Chiswell Street, London, EC1Y 4SD, London

Agenda:

Light breakfast and coffee

  • Regulatory Landscape – Arbitrage or annihilation?
  • Why do Brokers have to report for both MiFIR and EMIR?
  • What is the difference between trade reporting and transaction reporting?
  • Start Date, will there be a 6 month ‘grace period’ for MiFID2 reporting?
  • What asset classes are affected?
  • Questions

Coffee break

  • What extra reporting fields are added in MiFIR vs EMIR?
  • What will be additional costs and resources to comply with MiFID?
  • What new fields are required in EMIR RTS 3?
  • Will there be a shortage of LEIs with the increased demand post 3 Jan 2018?
  • What are the penalties?
  • Questions
 
If you have any questions, please feel free to contact us.
 
Sophie Gerber

Sophie Gerber

Sophie is co-CEO and founder of TRAction and focuses on assisting clients in Australia, Europe and Asia to meet their regulatory requirements with trade and transaction reporting solutions as well as development of the best execution platform. She has extensive experience in providing compliance and legal services to Australia’s financial services and credit participants. Her vast experience coupled with in-depth knowledge of business practicalities, regulatory compliance and financial services laws allow her to effectively and efficiently engage with clients.

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Sophie Gerber
Sophie Gerber

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