Have you heard of UKMIR?

New Year’s Eve is approaching and the Brexit transition period is scheduled to end ...

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ASIC Registers two new OTC derivatives reporting instruments

Another extension for existing exemptionsASIC registered an extension to its existing...

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ASIC seeks to harmonise ASIC Derivative Reporting Rules

ASIC has announced its intention to ‘modernise’ the derivatives reporting rules. ...

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Regulatory Update – a Focus on EMIR and MiFIR Trade Reporting Continues

2020 does not have to be harder than it already is. With all the reading that needs t...

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Best execution and RTS27 and 28 abandonment in ESMA’s pipeline

In what will feel like unusual good news for compliance departments across Europe, ES...

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FCA identifies 5 Common MiFiR reporting errors

The UK’s FCA recently released Market Watch 65 identifies 5 common errors relating ...

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The 3 Most Common EMIR reporting errors

TRAction’s reporting services include data validation and data enrichment to ensure...

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The 3 most common errors in MiFIR transaction reporting

TRAction’s reporting services include data validation and data enrichment to ensure...

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The 3 Most Common ASIC reporting errors

TRAction’s reporting services include data validation and data enrichment to ensure...

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ASIC further extends the UTI exemption

ASIC has granted conditional relief from use of Unique Trade Identifiers (UTI) for an...

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Why is RTS 27 so hard?

Out of all the regulations we discuss and assist with, RTS 27 is the one that causes ...

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