Two Weeks Until Brexit: How Should I be Preparing?
The countdown is on for Brexit. If the United Kingdom (“UK”) leaves the European Unio...
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MiFIR – How Does Brexit Affect My MiFIR Reporting Obligations If I Have A Branch in Different Jurisdictions?
Following a no-deal Brexit, reporting obligations under the second Markets in Financial I...
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Are You Ensuring the Completeness and Accuracy of Your Delegated Transaction Reports?
The European Market Infrastructure Regulation (‘EMIR’) & the Markets in Finan...
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MiFIR Reporting for STP Brokers – One Transaction Report or Two?
MiFIR Reporting for STP Brokers – One Transaction Report or Two? One of the ways that Mi...
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How Do I Validate Data From My Clients For MIFID II Transaction Reporting?
MiFIR introduced many requirements in respect of transaction reporting, including the req...
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Meet Us At Finance Magnates London Summit 2018
Meet Us At Finance Magnates London Summit 2018, 13th - 14th November We're looking forwar...
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Are You Reporting The Right Product Identifiers For EMIR And MiFID II?
Are You Reporting The Right Product Identifiers for EMIR and MiFID II? An Examination...
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What are the Costs of EMIR and MiFIR Transaction Reporting?
In this article, we explore the costs of EMIR and MiFID II transaction reporting and prov...
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Systematic Internaliser: What Does This Really Mean Under MiFID II?
What is a systematic internaliser? A Systematic Internaliser (“SI”) is an investment ...
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I’m a European Investment Firm – What regulatory reporting do I need to do?
The number of different types of regulatory reporting for financial instruments increased ...
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Brexit Update: What Does Brexit Mean for my EMIR and MiFIR Transaction Reporting Requirements?
The UK’s Financial Conduct Authority (FCA) has made it clear they are aware of the issue...
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Understanding National IDs in MiFIR Transaction Reporting
Natural person identifiers in MiFIR transaction reporting Natural person identifier...
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