Trade Reporting Jurisdictions

Are You Making “Regular Enquiries” Into Your Trade Reporting?

Posted on August 8th, 2018 by Sophie Gerber in Australia - ASIC

Under the Australian Securities and Investments Commission's (ASIC) Regulatory Guide (RG) ...

The UK’s Financial Conduct Authority (FCA) has made it clear they are aware of the i...

The global regulatory landscape is varied and regulators have a host of different require...

Natural person identifiers in MiFIR transaction reporting Natural person identifier...

Natural person identifiers in MiFIR transaction reporting Natural person identifiers are ...

MiFID II, which launched early January, brought one of the largest ever set of reforms to ...

One of the largest ever set of reforms to the European financial sector, MiFIR and MiFID I...

Starting on 3 January 2018 are both MiFIR and MiFID II. MiFIR applies in all European ...

MiFIR introduces many requirements in respect of transaction reporting, including the requ...

Posted on December 27th, 2017 by Sophie Gerber in Europe - MiFID II/MiFIR

Currently, there is some uncertainty in the market about whether CFDs on spot FX and met...

Posted on December 20th, 2017 by Sophie Gerber in Europe - MiFID II/MiFIR

ESMA has issued a statement announcing that for six months from the implementation of MiFI...

Posted on December 19th, 2017 by Sophie Gerber in Europe - MiFID II/MiFIR

LONDON — TRAction Fintech and oneZero Financial Systems are proud to announce a collabor...