
MiFIR Reporting for STP Brokers – One Transaction Report or Two?
MiFIR Reporting for STP Brokers – One Transaction Report or Two? One of the ways that Mi...
Continue Reading
How Do I Validate Data From My Clients For MIFID II Transaction Reporting?
MiFIR introduced many requirements in respect of transaction reporting, including the req...
Continue Reading
Meet Us At Finance Magnates London Summit 2018
Meet Us At Finance Magnates London Summit 2018, 13th - 14th November We're looking forwar...
Continue Reading
ASIC Reporting – Trust or Trustee: Which should obtain an LEI?
On 31 March 2019, relief from reporting counterparty LEIs for ASIC OTC derivative reportin...
Continue Reading
Are You Reporting The Right Product Identifiers For EMIR And MiFID II?
Are You Reporting The Right Product Identifiers for EMIR and MiFID II? An Examination of ...
Continue Reading
What are the Costs of EMIR and MiFIR Transaction Reporting?
In this article, we explore the costs of EMIR and MiFID II transaction reporting and prov...
Continue Reading
Meet Us at Trade And Transaction Reporting Northern Europe 2018
Meet Us at Trade And Transaction Reporting Northern Europe 2018 TRAction Fintech is a pro...
Continue Reading
LEI Deadline Formally Extended by ASIC to 1 April 2019
We have been notified that ASIC has signed the extending relief instrument this morning, ...
Continue Reading
How To Seamlessly Report Transactions Under MiFIR & EMIR Regimes
We’ve answered some of our most frequently asked questions below to help you understand ...
Continue Reading
Systematic Internaliser: What Does This Really Mean Under MiFID II?
What is a systematic internaliser? A Systematic Internaliser (“SI”) is an investment f...
Continue Reading
I’m a European Investment Firm – What regulatory reporting do I need to do?
The number of different types of regulatory reporting for financial instruments increased ...
Continue Reading
Regulatory Transaction Reporting in Europe – What Are Your Obligations for EMIR and MiFIR?
Firms conducting business in the European Economic Area may be subject to multiple sets of...
Continue Reading