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Trade Reporting Jurisdictions

ESMA Releases 2021 Work Program with Transaction Reporting A Stated Focus

Posted on November 11th, 2020 by in EMIR, MiFID II/MiFIR, OTC Trade Reporting, Trade Reporting Jurisdictions

Trade and transaction reporting have featured prominently in the upcoming Work Progra...

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ASIC Registers two new OTC derivatives reporting instruments

Posted on November 9th, 2020 by in ASIC, Financial Regulations, Financial Regulations, OTC Trade Reporting

Another extension for existing exemptionsASIC registered an extension to its existing...

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ASIC seeks to harmonise ASIC Derivative Reporting Rules

Posted on November 4th, 2020 by in ASIC, Financial Regulations, Financial Regulations

ASIC has announced its intention to ‘modernise’ the derivatives reporting rules. ...

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European daylight saving time ended last Sunday, now what do you need to do?

Posted on October 26th, 2020 by in EMIR, MiFID II/MiFIR, OTC Trade Reporting, Trade Reporting Jurisdictions

The daylight saving time just ended last Sunday (25 October 2020) for most of the Eur...

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Regulatory Update – a Focus on EMIR and MiFIR Trade Reporting Continues

Posted on October 22nd, 2020 by in EMIR, Financial Regulations, Financial Regulations, MiFID II/MiFIR

2020 does not have to be harder than it already is. With all the reading that needs t...

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Best execution and RTS27 and 28 abandonment in ESMA’s pipeline

Posted on October 13th, 2020 by in Financial Regulations, Financial Regulations, MiFID II/MiFIR, Trade Reporting Jurisdictions

In what will feel like unusual good news for compliance departments across Europe, ES...

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NCA identifies common mistakes in MiFIR transaction reporting – Do you have any? What should you do?

Posted on October 2nd, 2020 by in Financial Regulations, MiFID II/MiFIR, OTC Trade Reporting, Trade Reporting Jurisdictions

We recommend all European investment firms (IFs) review CySEC’s circular which identifi...

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CySEC MiFIR Reporting – Notification Requirements for any fixes

Posted on October 1st, 2020 by in Financial Regulations, MiFID II/MiFIR, OTC Trade Reporting, Trade Reporting Jurisdictions

We would like to remind all CySEC Reporting Entities (REs) of their obligation to see...

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FCA identifies 5 Common MiFiR reporting errors

Posted on October 1st, 2020 by in Financial Regulations, Financial Regulations, MiFID II/MiFIR, Trade Reporting Jurisdictions

The UK’s FCA recently released Market Watch 65 identifies 5 common errors relating ...

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Pairing & Matching in EMIR Reporting – What is it and do I actually have to do it?

Posted on September 10th, 2020 by in EMIR, Financial Regulations, Financial Regulations, OTC Trade Reporting, Trade Reporting Jurisdictions

What is Pairing & Matching? The EMIR transaction reporting regime requires dua...

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TRAction and UnaVista strengthen alliance to provide combined MiFID II, EMIR and SFTR regulatory reporting solutions

Posted on July 9th, 2020 by in EMIR, Financial Regulations, MiFID II/MiFIR, OTC Trade Reporting, Trade Reporting Jurisdictions

TRAction is proud to announce an expanded collaborative partnership with UnaVista, Lo...

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General trade reporting checks – Are you making these mistakes?

Posted on June 15th, 2020 by in ASIC, Financial Regulations, OTC Trade Reporting

TRAction has identified a few common mistakes in ASIC trade reporting data. Ensuring...

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