FCA identifies 5 Common MiFiR reporting errors

The UK’s FCA recently released Market Watch 65 identifies 5 common errors relating ...

Continue Reading

Transitioning to new EMIR & MiFIR Reporting

In the midst of an unprecedented global crisis, CME Group has announced its closure o...

Continue Reading

Why is RTS 27 so hard?

Out of all the regulations we discuss and assist with, RTS 27 is the one that causes ...

Continue Reading

What’s a Systematic Internaliser?

Each Investment Firm (IF) is required to make a quarterly assessment on its previous ...

Continue Reading

What happens now since the UK has left the EU?

Following the UK’s withdrawal from the EU  on the 31 January 2020, it has now ...

Continue Reading

Who has obligations to meet MiFIR trade publication requirements?

Articles 6, 10, 20 and 21 of MiFIR require European Investment Firms (“IFs”) to m...

Continue Reading

Are Cryptocurrency CFDs reportable under EMIR and MiFIR?

Historically, there was lack of clarity as to whether cryptocurrency derivatives (‘...

Continue Reading

MiFIR Reconciliation

What is it? As part of MiFIR/UK MiFIR, Investment Firms should have arrangements i...

Continue Reading

TRAction Fintech is proud to be named in the RegTech100 for a second time

TRAction has been again named as one of the most innovative RegTech companies using t...

Continue Reading

What happens to EMIR and MiFIR if there is a deal under Brexit?

We’ve previously explored what will happen to transaction reporting under a no-deal...

Continue Reading

Is the FCA about to get strict on MiFIR reporting?

TRAction recently participated in the Trade and Transaction reporting 2019 conference in L...

Continue Reading