ASIC Reporting – Trust or Trustee: Which should obtain an LEI?

On 31 March 2019, relief from reporting counterparty LEIs for ASIC OTC derivative reportin...

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LEI Deadline Formally Extended by ASIC to 1 April 2019

We have been notified that ASIC has signed the extending relief instrument this morning, ...

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Are You Making “Regular Enquiries” Into Your Trade Reporting?

Under the Australian Securities and Investments Commission's (ASIC) Regulatory Guide (RG) ...

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ASIC’s new client money reporting rules – What to expect

The Australian Parliament passed the new client money laws in March of this year, requirin...

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Why ASIC’s censuring of Westpac is important to the FX industry – Insight from within

As major Australian bank Westpac is censured by ASIC, Finance Feeds examine why accur...

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TRAction Fintech is a 2017 Finnies Finalist in Australia

Exciting news! TRAction Fintech is a finalist of the 2017 Finnies Awards by FinTech Aust...

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ASIC’s Latest Report Clarifies Trade Reporting Requirements

ASIC has confirmed its position on trade reporting in its latest release about the Over Th...

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Is There a Loophole Excluding CFDs and Forex from OTC Trade Reporting in Australia?

Despite what some brokers apparently believe, ASIC expects CFDs and margin FX to be repo...

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Australia – December 4 reporting deadline looming – Are you ready?

Some Australian issuers of OTC derivatives will need to report for the first time their re...

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