Be an early bird on Australian Best Execution Requirements

Australian entities providing OTC CFDs to retail clients currently do not have specif...

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The 3 Most Common ASIC reporting errors

TRAction’s reporting services include data validation and data enrichment to ensure...

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General trade reporting checks – Are you making these mistakes?

TRAction has identified a few common mistakes in ASIC trade reporting data. Ensu...

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Transitioning to new ASIC Reporting Arrangements

In the midst of an unprecedented global crisis, CME Group has announced its closure o...

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ASIC further extends the UTI exemption

ASIC has granted conditional relief from use of Unique Trade Identifiers (UTI) for an...

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Daylight saving time ended last Sunday, are you reporting the time correctly?

The daylight saving time (DST) in Australia ended last Sunday (5 April 2020). While y...

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The clock is ticking – some ASIC LEI relief expires this month

There are 3 forms of LEI relief available for firms to rely on, depending on the clie...

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TRAction Fintech is proud to be named in the RegTech100 for a second time

TRAction has been again named as one of the most innovative RegTech companies using t...

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LEI Deadline Conditionally Extended by ASIC to 1 October 2019

ASIC has granted some relief in relation to the LEI requirements that were scheduled ...

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ASIC Announces Mandatory Lifecycle Reporting for CFDs, Margin FX and Equity Derivatives

From 1 July 2019, ASIC will require OTC derivative transactions on the following products...

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ASIC Reporting – Trust or Trustee: Which should obtain an LEI?

On 31 March 2019, relief from reporting counterparty LEIs for ASIC OTC derivative reportin...

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