ASIC

ASIC Trade Reporting Breaches – a Summary

Are you aware of the penalties for non-compliance with ASIC’s trade reporting rules...

We regularly find firms are either misreporting or not at all reporting their liquidi...

Many firms have asked us if cryptocurrency (Crypto) CFDs and other OTC derivatives wi...

Posted on April 20th, 2021 by Savannah Black in ASIC

It is important to ensure your trade reporting data is correct prior to submission to...

Posted on April 19th, 2021 by Savannah Black in ASIC

TRAction’s reporting services include data validation and data enrichment to identi...

Posted on April 6th, 2021 by Savannah Black in ASIC

Daylight saving time (DST) has come to an end for most Australian states. While you�...

The commencement of ASIC’s Product Intervention Order (Order) in respect of CFDs re...

Posted on March 10th, 2021 by Angela Yang in ASIC, MAS, OTC Trade Reporting

DTCC recently announced the termination of their vendor relationship with Refinitiv, ...

Posted on February 16th, 2021 by Savannah Black in ASIC

ASIC has released Consultation Paper 334 (CP 334) as part of its initiative to align ...

Posted on February 8th, 2021 by Savannah Black in ASIC, OTC Trade Reporting

ASIC’s Consultation Paper 334 proposes to update the ASIC Rules in respect of OTC d...

Another extension for existing exemptionsASIC registered an extension to its existing...

ASIC has announced its intention to ‘modernise’ the derivatives reporting rules. ...