ASIC Trade Reporting Breaches – a Summary

Are you aware of the penalties for non-compliance with ASIC’s trade reporting rules...

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The Most Common ASIC Reporting Errors in 2021 – Part 3 (Liquidity Provider Edition)

We regularly find firms are either misreporting or not at all reporting their liquidi...

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Are Cryptocurrency CFDs reportable under ASIC?

Many firms have asked us if cryptocurrency (Crypto) CFDs and other OTC derivatives wi...

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The Most Common ASIC Reporting Errors in 2021 – Part 2

It is important to ensure your trade reporting data is correct prior to submission to...

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The Most Common ASIC Reporting Errors in 2021 – Part 1

TRAction’s reporting services include data validation and data enrichment to identi...

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How does the end of daylight saving affect your ASIC reporting?

Daylight saving time (DST) has come to an end for most Australian states. While you...

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ASIC’s Product Intervention Order – no changes required for reporting through TRAction

The commencement of ASIC’s Product Intervention Order (Order) in respect of CFDs re...

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News Update: DTCC ceases to receive data feed from Refinitiv

DTCC recently announced the termination of their vendor relationship with Refinitiv, ...

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ASIC Aims to Simplify the Derivative Transaction Rules – Key Points from CP 334

ASIC has released Consultation Paper 334 (CP 334) as part of its initiative to align ...

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ASIC calls for permanent removal of AVID and BIC as entity identifiers

ASIC’s Consultation Paper 334 proposes to update the ASIC Rules in respect of OTC d...

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ASIC Registers two new OTC derivatives reporting instruments

Another extension for existing exemptionsASIC registered an extension to its existing...

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ASIC seeks to harmonise ASIC Derivative Reporting Rules

ASIC has announced its intention to ‘modernise’ the derivatives reporting rules. ...

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