The clock is ticking – some ASIC LEI relief expires this month

There are 3 forms of LEI relief available for firms to rely on, depending on the clie...

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What’s a Systematic Internaliser?

Each Investment Firm (IF) is required to make a quarterly assessment on its previous ...

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What happens now since the UK has left the EU?

Following the UK’s withdrawal from the EU  on the 31 January 2020, it has now ...

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Who has obligations to meet MiFIR trade publication requirements?

Articles 6, 10, 20 and 21 of MiFIR require European Investment Firms (“IFs”) to m...

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EMIR Refit starts in 2020 – how this will affect you?

What is EMIR Refit? EMIR Refit is a new regulation which will bring significant ch...

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Are Cryptocurrency CFDs reportable under EMIR and MiFIR?

Historically, there was lack of clarity as to whether cryptocurrency derivatives (‘...

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MiFIR Reconciliation

What is it? As part of MiFIR, Investment Firms should have arrangements in place to r...

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Collateral Reporting under EMIR: what is required?

What needs to be reported under EMIR for Collateral? ESMA ask for any collateral tran...

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TRAction Fintech is proud to be named in the RegTech100 for a second time

TRAction has been again named as one of the most innovative RegTech companies using t...

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What happens to EMIR and MiFIR if there is a deal under Brexit?

We’ve previously explored what will happen to transaction reporting under a no-deal...

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Is the FCA about to get strict on MiFIR reporting?

TRAction recently participated in the Trade and Transaction reporting 2019 conference in L...

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Are Rolling Spot FX and Spot Precious Metals Reportable Under MiFIR?

Just over one year since MiFID II came into effect, TRAction still gets asked whether...

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