General trade reporting checks – Are you making these mistakes?

TRAction has identified a few common mistakes in ASIC trade reporting data. Ensu...

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Are you ready for the EMIR Refit go-live date?

FC/NFC- reporting requirements under EMIR Refit will take effect on 18 June 2020. ...

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Transitioning to new EMIR & MiFIR Reporting

In the midst of an unprecedented global crisis, CME Group has announced its closure o...

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Transitioning to new ASIC Reporting Arrangements

In the midst of an unprecedented global crisis, CME Group has announced its closure o...

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ASIC further extends the UTI exemption

ASIC has granted conditional relief from use of Unique Trade Identifiers (UTI) for an...

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Daylight saving time ended last Sunday, are you reporting the time correctly?

The daylight saving time (DST) in Australia ended last Sunday (5 April 2020). While y...

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Why is RTS 27 so hard?

Out of all the regulations we discuss and assist with, RTS 27 is the one that causes ...

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The clock is ticking – some ASIC LEI relief expires this month

There are 3 forms of LEI relief available for firms to rely on, depending on the clie...

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What’s a Systematic Internaliser?

Each Investment Firm (IF) is required to make a quarterly assessment on its previous ...

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What happens now since the UK has left the EU?

Following the UK’s withdrawal from the EU  on the 31 January 2020, it has now ...

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Who has obligations to meet MiFIR trade publication requirements?

Articles 6, 10, 20 and 21 of MiFIR require European Investment Firms (“IFs”) to m...

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