Are You Making “Regular Enquiries” Into Your Trade Reporting?

Under the Australian Securities and Investments Commission's (ASIC) Regulatory Guide (RG) ...

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Brexit Update: What Does Brexit Mean for my EMIR and MiFIR Transaction Reporting Requirements?

The UK’s Financial Conduct Authority (FCA) has made it clear they are aware of the i...

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Key Facts: Global Regulatory Requirements Across Major Jurisdictions [July 2018]

The global regulatory landscape is varied and regulators have a host of different require...

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TRAction Fintech is delighted to be named as finalist in the FinTech Australia 2018 Finnie Awards

For a second year in a row, TRAction Fintech has been named as a finalist in FinTech Aus...

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Understanding National IDs in MiFIR Transaction Reporting

  Natural person identifiers in MiFIR transaction reporting Natural person identifier...

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Understanding National IDs in MiFIR Transaction Reporting

Natural person identifiers in MiFIR transaction reporting Natural person identifiers are ...

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What challenges is the reporting community facing post MiFID II launch?

MiFID II, which launched early January, brought one of the largest ever set of reforms to ...

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MiFID II and MiFIR apply from today

One of the largest ever set of reforms to the European financial sector, MiFIR and MiFID I...

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MiFID II implementation across Europe: Which states are lagging?

Starting on 3 January 2018 are both MiFIR and MiFID II.   MiFIR applies in all European ...

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How do I validate data from my clients for MIFID II transaction reporting?

MiFIR introduces many requirements in respect of transaction reporting, including the requ...

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Unpacking MiFIR Transaction Reporting: Are rolling spot FX and metals reportable?

Currently, there is some uncertainty in the market about whether CFDs on spot FX and met...

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ESMA provides temporary relief from the MiFID II/ MiFIR requirement to obtain client LEIs: How will this affect CFD/ FX brokers?

ESMA has issued a statement announcing that for six months from the implementation of MiFI...

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