Have you heard of UKMIR?

New Year’s Eve is approaching and the Brexit transition period is scheduled to end ...

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BREX-ID. Changes to national ID requirements after Brexit

From 1 January 2021 onwards, the UK will no longer be part of the European Union and ...

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ESMA Releases 2021 Work Program with Transaction Reporting A Stated Focus

Trade and transaction reporting have featured prominently in the upcoming Work Progra...

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ASIC Registers two new OTC derivatives reporting instruments

Another extension for existing exemptionsASIC registered an extension to its existing...

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ASIC seeks to harmonise ASIC Derivative Reporting Rules

ASIC has announced its intention to ‘modernise’ the derivatives reporting rules. ...

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European daylight saving time ended last Sunday, now what do you need to do?

The daylight saving time just ended last Sunday (25 October 2020) for most of the Eur...

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Regulatory Update – a Focus on EMIR and MiFIR Trade Reporting Continues

2020 does not have to be harder than it already is. With all the reading that needs t...

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Best execution and RTS27 and 28 abandonment in ESMA’s pipeline

In what will feel like unusual good news for compliance departments across Europe, ES...

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CySEC MiFIR Reporting – Notification Requirements for any fixes

We would like to remind all CySEC Reporting Entities (REs) of their obligation to see...

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FCA identifies 5 Common MiFiR reporting errors

The UK’s FCA recently released Market Watch 65 identifies 5 common errors relating ...

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