Small Financial Counterparties (SFCs) – how to determine if you are an SFC and if so, what do you need to do under EMIR Refit?

The date for financial counterparties (FC) to conduct the ‘clearing obligation asse...

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Is your trade data quality good enough? ESMA weighs in.

A recent report published by the European Securities and Markets Authority (ESMA) sho...

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How does your MiFIR transaction reporting help combat financial crimes?

The UK investment bank, Sapien Capital Ltd, has been fined £178,000 by the Financial...

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The Most Common ASIC Reporting Errors in 2021 – Part 3 (Liquidity Provider Edition)

We regularly find firms are either misreporting or not at all reporting their liquidi...

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Are you forgetting to report your EMIR/UK EMIR hedge (LP) trades?

TRAction often receives requests from new clients to backload their hedge trades as t...

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The 3 Most Common Errors in MiFIR Transaction Reporting

TRAction’s reporting services include data validation and data enrichment to ensure...

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ASIC’s Product Intervention Order – no changes required for reporting through TRAction

The commencement of ASIC’s Product Intervention Order (Order) in respect of CFDs re...

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Where should you report your trades/transactions to post-Brexit?

The United Kingdom (UK) has severed ties with the European Union (EU) and the po...

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Suspension of RTS 27 reports confirmed for EU and UK whilst RTS 28 remains due for publication

Investment firms in the EU and UK are no longer required to publish the RTS 27 quarte...

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MiFIR Reconciliation

What is it? As part of MiFIR/UK MiFIR, Investment Firms should have arrangements i...

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The 3 Most Common EMIR Reporting Errors

TRAction’s reporting services include data validation and data enrichment to ensure...

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Does the Post-Brexit Deal affect your EMIR/MIFIR/SFTR reporting?

The United Kingdom (UK) finally clinched a narrow Brexit trade deal with the European...

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