General trade reporting checks – Are you making these mistakes?

TRAction has identified a few common mistakes in ASIC trade reporting data. Ensu...

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Are you ready for the EMIR Refit go-live date?

FC/NFC- reporting requirements under EMIR Refit will take effect on 18 June 2020. ...

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ASIC further extends the UTI exemption

ASIC has granted conditional relief from use of Unique Trade Identifiers (UTI) for an...

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Why is RTS 27 so hard?

Out of all the regulations we discuss and assist with, RTS 27 is the one that causes ...

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The clock is ticking – some ASIC LEI relief expires this month

There are 3 forms of LEI relief available for firms to rely on, depending on the clie...

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What’s a Systematic Internaliser?

Each Investment Firm (IF) is required to make a quarterly assessment on its previous ...

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What happens now since the UK has left the EU?

Following the UK’s withdrawal from the EU  on the 31 January 2020, it has now ...

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Who has obligations to meet MiFIR trade publication requirements?

Articles 6, 10, 20 and 21 of MiFIR require European Investment Firms (“IFs”) to m...

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EMIR Refit starts in 2020 – how this will affect you?

What is EMIR Refit? EMIR Refit is a new regulation which will bring significant ch...

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MiFIR Reconciliation

What is it? As part of MiFIR, Investment Firms should have arrangements in place to r...

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Collateral Reporting under EMIR: what is required?

What needs to be reported under EMIR for Collateral? ESMA ask for any collateral tran...

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