Navigating your European reporting obligations can be tricky.
We’ve answered some of our most frequently asked questions below to help you understand your transaction reporting obligations a little better. Continue reading →
The different types of regulatory reporting for financial instruments increased with the introduction of MiFID II on 3 January 2018.
The regimes have varying reporting requirements and affect entities in different ways. Which ones apply to you? Read on to find out. Continue reading →
Firms conducting business in the European Economic Area may be subject to multiple sets of reporting obligations and need to review both regimes. This article covers you what you need to know about your obligations for EMIR and MiFIR/MiFID II. Continue reading →
Under the Australian Securities and Investments Commission’s (ASIC) Regulatory Guide (RG) 251, reporting entities are required to make regular enquiries of their reporting delegate to ensure that the provider continues to meet its obligations. Here's what you need to know about making regular enquiries. Continue reading →
The UK’s Financial Conduct Authority (FCA) has made it clear they are aware of the issues around market infrastructure such as trade repositories and Approved Reporting Mechanisms (ARMs) in the Brexit process. This article shares what Brexit means for your current reporting requirements and what to expect. Continue reading →
The global regulatory landscape is varied and regulators have a host of different requirements applying to financial services. We've summarised and compared the requirements of sixteen financial services regulators around the world - check out our infographic. Continue reading →