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Two Weeks Until Brexit: How Should I be Preparing?

The countdown is on for Brexit. If the United Kingdom (“UK”) leaves the European Unio...

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MiFIR – How Does Brexit Affect My MiFIR Reporting Obligations If I Have A Branch in Different Jurisdictions?

Following a no-deal Brexit, reporting obligations under the second Markets in Financial I...

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Are You Ensuring the Completeness and Accuracy of Your Delegated Transaction Reports?

The European Market Infrastructure Regulation (‘EMIR’) & the Markets in Finan...

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MiFIR Reporting for STP Brokers – One Transaction Report or Two?

MiFIR Reporting for STP Brokers – One Transaction Report or Two? One of the ways that Mi...

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How Do I Validate Data From My Clients For MIFID II Transaction Reporting?

MiFIR introduced many requirements in respect of transaction reporting, including the req...

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Meet Us At Finance Magnates London Summit 2018

Meet Us At Finance Magnates London Summit 2018, 13th - 14th November We're looking forwar...

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Are You Reporting The Right Product Identifiers For EMIR And MiFID II?

Are You Reporting The Right Product Identifiers for EMIR and MiFID II? An Examination...

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What are the Costs of EMIR and MiFIR Transaction Reporting?

In this article, we explore the costs of EMIR and MiFID II transaction reporting and prov...

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Systematic Internaliser: What Does This Really Mean Under MiFID II?

What is a systematic internaliser? A Systematic Internaliser (“SI”) is an investment ...

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I’m a European Investment Firm – What regulatory reporting do I need to do?

The number of different types of regulatory reporting for financial instruments increased ...

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