Chat with us, powered by LiveChat

LEI Deadline Conditionally Extended by ASIC to 1 October 2019

ASIC has granted some relief in relation to the LEI requirements that were scheduled ...

Continue Reading

ASIC Announces Mandatory Lifecycle Reporting for CFDs, Margin FX and Equity Derivatives

From 1 July 2019, ASIC will require OTC derivative transactions on the following productsÂ...

Continue Reading

ASIC Reporting – Trust or Trustee: Which should obtain an LEI?

On 31 March 2019, relief from reporting counterparty LEIs for ASIC OTC derivative reportin...

Continue Reading

LEI Deadline Formally Extended by ASIC to 1 April 2019

We have been notified that ASIC has signed the extending relief instrument this morning, ...

Continue Reading

Are You Making “Regular Enquiries” Into Your Trade Reporting?

Under the Australian Securities and Investments Commission's (ASIC) Regulatory Guide (RG) ...

Continue Reading

ASIC’s new client money reporting rules – What to expect

The Australian Parliament passed the new client money laws in March of this year, requirin...

Continue Reading

Why ASIC’s censuring of Westpac is important to the FX industry – Insight from within

As major Australian bank Westpac is censured by ASIC, Finance Feeds examine why ...

Continue Reading

TRAction Fintech is a 2017 Finnies Finalist in Australia

Exciting news! TRAction Fintech is a finalist of the 2017 Finnies Awards by FinTech Au...

Continue Reading
WordPress Video Lightbox Plugin