TRAction has been named as one of the most innovative RegTech companies using technology to solve a significant industry problem, or to generate cost savings or efficiency improvements across the compliance function.
On 31 March 2019, relief from reporting counterparty LEIs for ASIC OTC derivative reporting ends. As it fast approaches and the realities of implementation become clear, we review whether it is the trust or trustee required to obtain a Continue reading →
Under the Australian Securities and Investments Commission’s (ASIC) Regulatory Guide (RG) 251, reporting entities are required to make regular enquiries of their reporting delegate to ensure that the provider continues to meet its obligations. Here's what you need to know about making regular enquiries. Continue reading →
As major Australian bank Westpac is censured by ASIC, Finance Feeds examine why accuracy when approaching the core trade reporting process required by regulators these days is vital from an FX industry point of view.
Exciting news! TRAction Fintech is a finalist of the 2017 Finnies Awards by FinTech Australia. TRAction Fintech entered in the categories of Emerging FinTech Organisation of the year, Excellence in Establishing Market Presence: Australia and Excellence in Regtech/Risk Management. Continue reading →