TRAction has been named as one of the most innovative RegTech companies using technology to solve a significant industry problem, or to generate cost savings or efficiency improvements across the compliance function.
Under the Australian Securities and Investments Commission’s (ASIC) Regulatory Guide (RG) 251, reporting entities are required to make regular enquiries of their reporting delegate to ensure that the provider continues to meet its obligations. Here's what you need to know about making regular enquiries. Continue reading →
Our director Sophie Gerber will be contributing her insights as part of a panel discussion on regulatory trends in the APAC region at this year’s iFX Expo Asia. The expo is being held on 23 – 25 January Continue reading →