ASIC Reporting – Trust or Trustee: Which should obtain an LEI?

On 31 March 2019, relief from reporting counterparty LEIs for ASIC OTC derivative reportin...

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Are You Reporting The Right Product Identifiers For EMIR And MiFID II?

Are You Reporting The Right Product Identifiers for EMIR and MiFID II? An Examination...

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Meet Us At RegTech In The Bag Sydney 2018

Meet Us At RegTech In The Bag Sydney 2018 Did you know Australia has the third highest co...

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What are the Costs of EMIR and MiFIR Transaction Reporting?

In this article, we explore the costs of EMIR and MiFID II transaction reporting and prov...

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Meet Us at Trade And Transaction Reporting Northern Europe 2018

Meet Us at Trade And Transaction Reporting Northern Europe 2018 TRAction Fintech is a p...

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LEI Deadline Formally Extended by ASIC to 1 April 2019

We have been notified that ASIC has signed the extending relief instrument this morning, ...

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How To Seamlessly Report Transactions Under MiFIR & EMIR Regimes

We’ve answered some of our most frequently asked questions below to help you understand ...

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Systematic Internaliser: What Does This Really Mean Under MiFID II?

What is a systematic internaliser? A Systematic Internaliser (“SI”) is an investment ...

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I’m a European Investment Firm – What regulatory reporting do I need to do?

The number of different types of regulatory reporting for financial instruments increased ...

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Regulatory Transaction Reporting in Europe – What Are Your Obligations for EMIR and MiFIR?

Firms conducting business in the European Economic Area may be subject to multiple sets of...

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Are You Making “Regular Enquiries” Into Your Trade Reporting?

Under the Australian Securities and Investments Commission's (ASIC) Regulatory Guide (RG) ...

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Brexit Update: What Does Brexit Mean for my EMIR and MiFIR Transaction Reporting Requirements?

The UK’s Financial Conduct Authority (FCA) has made it clear they are aware of the issue...

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