The clock is ticking – some ASIC LEI relief expires this month
There are 3 forms of LEI relief available for firms to rely on, depending on the clie...
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What’s a Systematic Internaliser?
Each Investment Firm (IF) is required to make a quarterly assessment on its previous ...
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What happens now since the UK has left the EU?
Following the UK’s withdrawal from the EU on the 31 January 2020, it has now ...
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Who has obligations to meet MiFIR trade publication requirements?
Articles 6, 10, 20 and 21 of MiFIR require European Investment Firms (“IFs”) to m...
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EMIR Refit starts in 2020 – how this will affect you?
What is EMIR Refit? EMIR Refit is a new regulation which will bring significant ch...
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Are Cryptocurrency CFDs reportable under EMIR and MiFIR?
Historically, there was lack of clarity as to whether cryptocurrency derivatives (‘...
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MiFIR Reconciliation
What is it? As part of MiFIR, Investment Firms should have arrangements in place to r...
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Collateral Reporting under EMIR: what is required?
What needs to be reported under EMIR for Collateral? ESMA ask for any collateral tran...
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TRAction Fintech is proud to be named in the RegTech100 for a second time
TRAction has been again named as one of the most innovative RegTech companies using t...
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What happens to EMIR and MiFIR if there is a deal under Brexit?
We’ve previously explored what will happen to transaction reporting under a no-deal...
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Is the FCA about to get strict on MiFIR reporting?
TRAction recently participated in the Trade and Transaction reporting 2019 conference in L...
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Are Rolling Spot FX and Spot Precious Metals Reportable Under MiFIR?
Just over one year since MiFID II came into effect, TRAction still gets asked whether...
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