info@tractionfintech.com
+44 20 8050 1317 +61 2 8960 7248

Author: Sophie Gerber

​Sophie has worked with some of Australia’s largest financial services organisations in compliance, legal and operational roles. She has also worked with small businesses to provide tailored solutions with a strong understanding of business practicalities as well as obligations to regulators.

Does the Post-Brexit Deal affect your EMIR/MIFIR/SFTR reporting?

Posted on January 8th, 2021 by in Europe - EMIR, Europe - MiFID II/MiFIR, Financial Regulations, OTC Trade Reporting, Trade Reporting Jurisdictions

The United Kingdom (UK) finally clinched a narrow Brexit trade deal with the European...

Continue Reading

Have you heard of UK EMIR?

Posted on November 23rd, 2020 by in Europe - EMIR, Financial Regulations, Financial Regulations

New Year’s Eve is approaching and the Brexit transition period is scheduled to end ...

Continue Reading

BREX-ID. Changes to national ID requirements after Brexit

Posted on November 19th, 2020 by in Europe - MiFID II/MiFIR, Financial Regulations

From 1 January 2021 onwards, the UK will no longer be part of the European Union and ...

Continue Reading

ESMA Releases 2021 Work Program with Transaction Reporting A Stated Focus

Posted on November 11th, 2020 by in Europe - EMIR, Europe - MiFID II/MiFIR, OTC Trade Reporting, Trade Reporting Jurisdictions

Trade and transaction reporting have featured prominently in the upcoming Work Progra...

Continue Reading

ASIC Registers two new OTC derivatives reporting instruments

Posted on November 9th, 2020 by in Australia - ASIC, Financial Regulations, Financial Regulations, OTC Trade Reporting

Another extension for existing exemptionsASIC registered an extension to its existing...

Continue Reading

ASIC seeks to harmonise ASIC Derivative Reporting Rules

Posted on November 4th, 2020 by in Australia - ASIC, Financial Regulations, Financial Regulations

ASIC has announced its intention to ‘modernise’ the derivatives reporting rules. ...

Continue Reading

European daylight saving time ended last Sunday, now what do you need to do?

Posted on October 26th, 2020 by in Europe - EMIR, Europe - MiFID II/MiFIR, OTC Trade Reporting, Trade Reporting Jurisdictions

The daylight saving time just ended last Sunday (25 October 2020) for most of the Eur...

Continue Reading

Regulatory Update – a Focus on EMIR and MiFIR Trade Reporting Continues

Posted on October 22nd, 2020 by in Europe - EMIR, Europe - MiFID II/MiFIR, Financial Regulations, Financial Regulations

2020 does not have to be harder than it already is. With all the reading that needs t...

Continue Reading

Best execution and RTS27 and 28 abandonment in ESMA’s pipeline

Posted on October 13th, 2020 by in Europe - MiFID II/MiFIR, Financial Regulations, Financial Regulations, Trade Reporting Jurisdictions

In what will feel like unusual good news for compliance departments across Europe, ES...

Continue Reading

In an increasingly likely no-deal Brexit scenario, where do you report your trades/transactions to?

Posted on October 9th, 2020 by in Europe - EMIR, Europe - MiFID II/MiFIR, Financial Regulations, Trade Reporting Jurisdictions

The countdown to New Year’s Eve is on and Brexit is imminent.  Current discuss...

Continue Reading

NCA identifies common mistakes in MiFIR transaction reporting – Do you have any? What should you do?

Posted on October 2nd, 2020 by in Europe - MiFID II/MiFIR, Financial Regulations, OTC Trade Reporting, Trade Reporting Jurisdictions

We recommend all European investment firms (IFs) review CySEC’s circular which identifi...

Continue Reading

CySEC MiFIR Reporting – Notification Requirements for any fixes

Posted on October 1st, 2020 by in Europe - MiFID II/MiFIR, Financial Regulations, OTC Trade Reporting, Trade Reporting Jurisdictions

We would like to remind all CySEC Reporting Entities (REs) of their obligation to see...

Continue Reading
1 2 3 … 12
MENU

This website uses cookies

We use cookies to personalise content and ads, to provide social media features and to analyse our traffic. We also share information about your use of our site with our social media, advertising and analytics partners who may combine it with other information that you’ve provided to them or that they’ve collected from your use of their services Find out more.