Transitioning to new EMIR & MiFIR Reporting
In the midst of an unprecedented global crisis, CME Group has announced its closure o...
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Transitioning to new ASIC Reporting Arrangements
In the midst of an unprecedented global crisis, CME Group has announced its closure o...
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How to avoid a trade reporting fine in 6 steps – The lessons learned from AMP’s ASIC reporting fines
Background ASIC recently issued infringement notices with fines to AMP Life Limite...
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ASIC further extends the UTI exemption
ASIC has granted conditional relief from use of Unique Trade Identifiers (UTI) for an...
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Daylight saving time ended last Sunday, are you reporting the time correctly?
The daylight saving time (DST) in Australia ended last Sunday (5 April 2020). While y...
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Why is RTS 27 so hard?
Out of all the regulations we discuss and assist with, RTS 27 is the one that causes ...
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The clock is ticking – some ASIC LEI relief expires this month
There are 3 forms of LEI relief available for firms to rely on, depending on the clie...
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What’s a Systematic Internaliser?
Each Investment Firm (IF) is required to make a quarterly assessment on its previous ...
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What happens now since the UK has left the EU?
Following the UK’s withdrawal from the EU on the 31 January 2020, it has now ...
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Who has obligations to meet MiFIR trade publication requirements?
Articles 6, 10, 20 and 21 of MiFIR require European Investment Firms (“IFs”) to m...
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EMIR Refit starts in 2020 – how this will affect you?
What is EMIR Refit? EMIR Refit is a new regulation which will bring significant ch...
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Are Cryptocurrency CFDs reportable under EMIR and MiFIR?
Historically, there was lack of clarity as to whether cryptocurrency derivatives (‘...
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