The European Market Infrastructure Regulation (‘EMIR’) & the Markets in Financial Instruments Regulation (“MiFIR”) trade and transaction reporting rules allow reporting entities to delegate their reporting obligations to a third party.
Obligation to ensure the accuracy of the data
Where Continue reading
Cyprus Securities and Exchange Commission (“CySEC”) has published a compliance review of EMIR reporting.
As a result, Cyprus Investment Firms (“CIFs”) should:
TRAction has developed an integrated solution to assist brokers using the MetaTrader 5 (“MT5”) trading platform to submit their daily transaction reporting under the ASIC, EMIR and MiFIR regimes.
TRAction provides solutions to both MT4 and MT5 users. For Continue reading
TRAction has been named as one of the most innovative RegTech companies using technology to solve a significant industry problem, or to generate cost savings or efficiency improvements across the compliance function.
RegTech 100 is an annual list of 100 Continue reading
On 31 March 2019, relief from reporting counterparty LEIs for ASIC OTC derivative reporting ends. As it fast approaches and the realities of implementation become clear, we review whether it is the trust or trustee required to obtain a Continue reading
