
Does the Post-Brexit Deal affect your EMIR/MIFIR/SFTR reporting?
The United Kingdom (UK) finally clinched a narrow Brexit trade deal with the European...
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Have you heard of UK EMIR?
New Year’s Eve is approaching and the Brexit transition period is scheduled to end ...
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BREX-ID. Changes to national ID requirements after Brexit
From 1 January 2021 onwards, the UK will no longer be part of the European Union and ...
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ESMA Releases 2021 Work Program with Transaction Reporting A Stated Focus
Trade and transaction reporting have featured prominently in the upcoming Work Progra...
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ASIC Registers two new OTC derivatives reporting instruments
Another extension for existing exemptionsASIC registered an extension to its existing...
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ASIC seeks to harmonise ASIC Derivative Reporting Rules
ASIC has announced its intention to ‘modernise’ the derivatives reporting rules. ...
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European daylight saving time ended last Sunday, now what do you need to do?
The daylight saving time just ended last Sunday (25 October 2020) for most of the Eur...
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Regulatory Update – a Focus on EMIR and MiFIR Trade Reporting Continues
2020 does not have to be harder than it already is. With all the reading that needs t...
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Best execution and RTS27 and 28 abandonment in ESMA’s pipeline
In what will feel like unusual good news for compliance departments across Europe, ES...
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In an increasingly likely no-deal Brexit scenario, where do you report your trades/transactions to?
The countdown to New Year’s Eve is on and Brexit is imminent. Current discuss...
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NCA identifies common mistakes in MiFIR transaction reporting – Do you have any? What should you do?
We recommend all European investment firms (IFs) review CySEC’s circular which identifi...
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CySEC MiFIR Reporting – Notification Requirements for any fixes
We would like to remind all CySEC Reporting Entities (REs) of their obligation to see...
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