Is the FCA about to get strict on MiFIR reporting?
TRAction recently participated in the Trade and Transaction reporting 2019 conference in ...
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Are Rolling Spot FX and Spot Precious Metals Reportable Under MiFIR?
Just over one year since MiFID II came into effect, TRAction still gets asked whether...
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European Regulators Closely Monitoring EMIR and MiFIR Transaction Reporting Compliance in 2019
Both the Financial Conduct Authority (“FCA”) and Cyprus Securities and Exchange C...
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LEI Deadline Conditionally Extended by ASIC to 1 October 2019
ASIC has granted some relief in relation to the LEI requirements that were scheduled ...
Continue ReadingTwo Weeks Until Brexit: How Should I be Preparing?
The countdown is on for Brexit. If the United Kingdom (“UK”) leaves the European Unio...
Continue ReadingMiFIR – How Does Brexit Affect My MiFIR Reporting Obligations If I Have A Branch in Different Jurisdictions?
Following a no-deal Brexit, reporting obligations under the second Markets in Financial I...
Continue ReadingEMIR – How Does Brexit Affect My Delegated Reporting Obligations?
Generally, investment firms are not required to make any arrangements for their European ...
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Are You Ensuring the Completeness and Accuracy of Your Delegated Transaction Reports?
The European Market Infrastructure Regulation (‘EMIR’) & the Markets in Finan...
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CySEC Identifies Deficiencies in EMIR Reporting
Cyprus Securities and Exchange Commission (“CySEC”) has published a compliance review...
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TRAction adds MT5 transaction reporting integration
TRAction has developed an integrated solution to assist brokers using the MetaTrader 5 ...
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