On 31 March 2019, relief from reporting counterparty LEIs for ASIC OTC derivative reporting ends. As it fast approaches and the realities of implementation become clear, we review whether it is the trust or trustee required to obtain a Continue reading →
Under the Australian Securities and Investments Commission’s (ASIC) Regulatory Guide (RG) 251, reporting entities are required to make regular enquiries of their reporting delegate to ensure that the provider continues to meet its obligations. Here's what you need to know about making regular enquiries. Continue reading →
Sophie will be contributing her insights as part of a RegTech and innovation panel at the at the Intersekt FinTech Festival being held in Melbourne over the next two weeks. Come along to hear her speak about domestic and Continue reading →
As major Australian bank Westpac is censured by ASIC, Finance Feeds examine why accuracy when approaching the core trade reporting process required by regulators these days is vital from an FX industry point of view.