Chat with us, powered by LiveChat

LEI Deadline Formally Extended by ASIC to 1 April 2019

We have been notified that ASIC has signed the extending relief instrument this morning...

Continue Reading

How To Seamlessly Report Transactions Under MiFIR & EMIR Regimes

We’ve answered some of our most frequently asked questions below to help you understand ...

Continue Reading

Systematic Internaliser: What Does This Really Mean Under MiFID II?

What is a systematic internaliser? A Systematic Internaliser (“SI”) is an investment ...

Continue Reading

I’m a European Investment Firm – What regulatory reporting do I need to do?

The number of different types of regulatory reporting for financial instruments increased ...

Continue Reading

Regulatory Transaction Reporting in Europe – What Are Your Obligations for EMIR and MiFIR?

Firms conducting business in the European Economic Area may be subject to multiple sets of...

Continue Reading

Are You Making “Regular Enquiries” Into Your Trade Reporting?

Under the Australian Securities and Investments Commission's (ASIC) Regulatory Guide (RG) ...

Continue Reading

Brexit Update: What Does Brexit Mean for my EMIR and MiFIR Transaction Reporting Requirements?

The UK’s Financial Conduct Authority (FCA) has made it clear they are aware of the issue...

Continue Reading

Key Facts: Global Regulatory Requirements Across Major Jurisdictions [July 2018]

The global regulatory landscape is varied and regulators have a host of different requirem...

Continue Reading

TRAction Fintech is delighted to be named as finalist in the FinTech Australia 2018 Finnie Awards.

For a second year in a row, TRAction Fintech has been named as a finalist in FinTech A...

Continue Reading

Understanding National IDs in MiFIR Transaction Reporting

Natural person identifiers in MiFIR transaction reporting Natural person identifier...

Continue Reading
WordPress Video Lightbox Plugin