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MiFIR Reconciliation

What is it?As part of MiFIR, Investment Firms should have arrangements in place to re...

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Collateral Reporting under EMIR: what is required?

What needs to be reported under EMIR for Collateral? ESMA ask for any collateral tran...

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What happens to EMIR and MiFIR if there is a deal under Brexit?

We’ve previously explored what will happen to transaction reporting under a no-...

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Are Rolling Spot FX and Spot Precious Metals Reportable Under MiFIR?

Just over one year since MiFID II came into effect, TRAction still gets asked whether...

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European Regulators Closely Monitoring EMIR and MiFIR Transaction Reporting Compliance in 2019

Both the Financial Conduct Authority (“FCA”) and Cyprus Securities and Exchange C...

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LEI Deadline Conditionally Extended by ASIC to 1 October 2019

ASIC has granted some relief in relation to the LEI requirements that were scheduled ...

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Two Weeks Until Brexit: How Should I be Preparing?

The countdown is on for Brexit. If the United Kingdom (“UK”) leaves the European Unio...

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MiFIR – How Does Brexit Affect My MiFIR Reporting Obligations If I Have A Branch in Different Jurisdictions?

Following a no-deal Brexit, reporting obligations under the second Markets in Financial I...

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EMIR – How Does Brexit Affect My Delegated Reporting Obligations?

Generally, investment firms are not required to make any arrangements for their European ...

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Are You Ensuring the Completeness and Accuracy of Your Delegated Transaction Reports?

The European Market Infrastructure Regulation (‘EMIR’) & the Markets in Finan...

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